Regulatory News (May 2024)
- Top executives of SFC and DFSA meet in Dubai to extend market ties
- Market manipulators convicted in landmark High Court jury trial
- SFC top executives visit Saudi Arabia and UAE to foster financial services collaboration
- SFC statement on the end of non-contravention period for virtual asset trading platforms
- SFC suspends Wong Ka Ching for four years
- SFC bans Cheung Wing Hung for 18 months
- SFC and Abu Dhabi’s FSRA hold high-level meeting in Athens
- Pre-trial review fixed for false trading in shares of China All Access (Holdings) Limited
- Two former brokers jailed for three months each for false trading
- SFC welcomes industry-led public consultation on voluntary code of conduct for ESG ratings and data products providers
- SFC facilitates broadening of master-feeder ETFs offerings in Hong Kong
- SFC warns public of suspicious investment plan relating to Big Boss Night Club
- SFC warns public of suspicious virtual asset-related product “LENA Network”
- Joint press release of the PBoC, the SFC and the HKMA on Swap Connect enhancements to advance high-quality opening-up of China’s financial markets
- SFC warns public of Quantum AI for suspected virtual asset-related fraud
- SFC obtains interlocutory asset freezing order against Leung Anita Fung Yee Maria
- SFC commences insider dealing prosecution against Segantii Capital Management and its chief investment officer