Regulatory News (Feb 2019)
SFC suspends CMS’s former responsible officer Wu Yinong for 18 months Court of Appeal dismisses appeal by Andrew Left SFC issues quarterly report Update on the SFC’s front-loaded regulation of listing matters Former GEM-listed group finance manager jailed for four months for insider dealing SFC reprimands and fines Guosen Securities (HK) Brokerage Company, Limited $15.2 […]